Case No: CO/188/99
IN THE SUPREME COURT OF JUDICATURE
QUEEN’S BENCH DIVISION
(DIVISIONAL
COURT)
Royal Courts of Justice
Strand, London, WC2A 2LL
Friday, 23 rd July, 1999
B e f o r e :
LORD JUSTICE SEDLEY
and
MR. JUSTICE COLLINS
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Appellant |
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DIRECTOR OF PUBLIC PROSECUTIONS
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Respondent |
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Handed-down Transcript of Smith Bernal Reporting
Limited
180 Fleet Street, London EC4A 2HD
Telephone No: 0171-421 4040/0171-404 1400
Fax No: 0171-831 8838
(Official
Shorthand Writers to the Court)
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1. MR. P.
ROUSE (instructed by Finn Gledhill, Halifax, West Yorkshire) appeared on behalf
of the Appellant).
2. MR. C.B.
KEALY (instructed by Crown Prosecution Service, Wakefield, Yorkshire) appear on
behalf of the Respondent).
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J U D G M E N T
(As
approved by the Court)
(Crown Copyright)
Friday, 23rd July 1999
LORD JUSTICE SEDLEY:
1. The Appellant is one of three women who would
not, I think, object to being described as Christian fundamentalists. They
belong to a small organisation called Faith Ministries who, among other things,
preach to passers-by in the street. They had agreed with the police that they
would do this on occasion from the steps of Wakefield Cathedral.
2. On Thursday 2 nd October 1997, not
long after midday, the three women were preaching from the steps of Wakefield
Cathedral. An unidentified couple complained about them to PC Tennant, who was
on uniformed foot patrol. He went to the Cathedral steps. No crowd had gathered,
and he warned the three women not to stop people. Since they were not doing so,
he left. Twenty minutes later he returned to find that a crowd of more than a
hundred had gathered. Another of the women was now preaching, and some of the
crowd were showing hostility towards them. Fearing a breach of the peace, PC
Tennant asked the women to stop preaching, and when they refused to do so
arrested them all for breach of the peace.
3. The
appellant, Alison Redmond
-Bate, was
subsequently charged with obstructing a police officer in the execution of his
duty. She was convicted, and her appeal to the Crown Court was dismissed. By
case stated she now appeals to this Court on the following questions of law:
(1) In the circumstances of this case,
was it reasonable for the police officer to arrest the appellant who had not
conducted herself in a manner which would be said to constitute an offence under
the Public Order Act 1986 when any apprehension by the police officer of
violence or threat of violence which could be said to likely to breach criminal
law emanated from others present?
(2) Whether
it was proper for the Court to conclude that such actual or threatened violence
was or would be the natural consequence of the appellant’s actions?
3. These questions are not ideally formulated. It has
emerged by common consent in the course of argument that the underlying question
is whether it was reasonable for PC Tennant in the light of what he perceived to
believe that the appellant was about to cause a breach of the peace. To explain
why, it is necessary first to consider the present law and then to look in a
little more detail at the facts.
The law
4. Section 89(2) of the Police
Act 1996 makes it an offence wilfully to obstruct a police constable in the
execution of his duty. Among the duties of a constable is the prevention of
breaches of the peace. A member of the public who fails to comply with a
reasonable request properly made by a constable to this end is therefore guilty
of obstructing the constable in the execution of his or her duty.
5. Counsel are agreed, and I
agree, that the test of the reasonableness of the constable’s action is
objective in the sense that it is for the Court to decide not whether the view
taken by the constable fell within the broad band of rational decisions but
whether in the light of what he knew and perceived at the time the Court is
satisfied that it was reasonable to fear an imminent breach of the peace. Thus
although reasonableness of belief, as elsewhere in the law of arrest, is a
question for the court, it is to be evaluated without the qualifications of
hindsight.
6. But a judgment
as to the imminence of a breach of the peace does not conclude the constable’s
task. The next and critical question for the constable, and in turn for the
Court, is where the threat is coming from, because it is there that the
preventive action must be directed. Classic authority illustrates the point. In
Beatty v. Gilbanks (1882) 9 QBD 308 this Court (Field J. and Cave J.) held that
a lawful Salvation Army march which attracted disorderly opposition and was
therefore the occasion of a breach of the peace could not found a case of
unlawful assembly against the leaders of the Salvation Army. Field J., accepting
that a person is liable for the natural consequences of what he does, held
nevertheless that the natural consequences of the lawful activity of the
Salvation Army did not include the unlawful activities of others, even if the
accused knew that others would react unlawfully. By way of contrast, in Wise v.
Dunning [1902] 1 KB 167 a Protestant preacher in Liverpool was held by this
Court (Lord Alverstone CJ, Darling and Channell JJ) to be liable to be bound
over to keep the peace upon proof that he habitually accompanied his public
speeches with behaviour calculated to insult Roman Catholics. The distinction
between the two cases is clear enough: the reactions of opponents would in
either case be unlawful, but while in the first case they were the voluntary
acts of people who could not properly be regarded as objects of provocation, in
the second the conduct was calculated to provoke violent and disorderly
reaction.
7. The facts in
Duncan v. Jones [1936] 1KB 218 were a sharper example of the second category:
the appellant was about to make a public address in a situation in which the
year before a disturbance had been incited by her speaking. This Court (Lord
Hewart CJ., Humphreys and Singleton JJ.) cast its reasoning somewhat wider than
– as it seems to me – is consonant with modern authority. Lord Hewart CJ.,
without explanation, described the decision in Beatty v. Gilbanks as “somewhat
unsatisfactory” – I confess that I do not understand why: it may have had to do
with the Irish cases to which Mr. F.E. Smith, the appellant’s counsel, had drawn
the court’s attention in Wise v. Dunning, citing Dicey in order to distinguish
and criticise them. That Beatty v. Gilbanks was distinguishable, as Lord Hewart
CJ went on to hold, is clear. But Humphreys J. added that the case had “nothing
to do with the law of unlawful assembly”. For reasons to which I now turn, I
respectfully disagree. Although public order is now largely governed by statute,
the law of unlawful assembly, upon which Beatty v. Gillbanks was decided,
depended upon the liberty of the Salvation Army to march peacefully, albeit in
large numbers and with much noise (described with perhaps a touch of colour in
paragraph (f) of the case stated by the Weston-super-Mare Justices) through
public streets: unless their doing so either amounted to a breach of the peace
or was in the nature of things going to cause one, they were guilty of no
offence. Exactly the same was true of Mrs. Duncan, with this qualification: she,
like the present appellant, was charged with police obstruction, raising the
question not directly of the quality of her conduct but of the reasonableness of
the constable’s apprehension of it. What the constable had to evaluate however,
in that case as in this, was the reality of the risk of a breach of the peace.
Where this case differs from Duncan v. Jones and resembles Beatty v. Gilbanks is
in the source of the threat to public order: in the former case, on the
Justices’ findings, it was the appellant herself; in the present case the
critical issue, if there was a true threat of breach of the peace, was where the
threat was coming from.
8. In
R. v. Nicol and Selvanayagam (DC, 10 th November
1995, reported only in summary at [1995] Times LR 607 and [1996] Crim LR 318)
Simon Brown LJ., with whom Scott Baker J. agreed, had to consider a bind-over
case based on a finding that each appellant had been guilty of conduct whereby a
breach of the peace was likely to be occasioned. The appellants, concerned about
cruelty to animals, had obstructed an angling competition by seeking to distract
the fish and to dissuade the anglers from catching them. No violence was used or
threatened, but in spite of police requests to desist the appellants continued
until they were arrested. Simon Brown LJ. explained the authorities in this way:
"Before the court can properly
find that the natural consequence of lawful conduct by a defendant would, if
persisted in, be to provoke another to violence, it should, it seems to me, be
satisfied that in all the circumstances it is the defendant who is acting
unreasonably rather than the other person ... [A]s it seems to me, some clear
interference at least with the rights ... of others is bound to characterise any
conduct of which it can properly be said that it would naturally provoke
violence in others. Putting it another way, the Court would surely not find a
section 115 complaint proved if any violence likely to have been provoked on the
part of others would be not merely unlawful but wholly unreasonable – as, of
course, it would be if the defendant’s conduct was not merely lawful but such as
in no material way interfered with the other’s rights. A fortiori if the
defendant was properly exercising his own basic rights, whether of assembly,
demonstration or free speech."
4. Simon Brown LJ. cited the words of Watkins LJ. in R.
v. Howell [1982] 2 QB 416, 426:
"... we cannot accept that there
can be a breach of the peace unless there has been an act done or threatened to
be done which either actually harms a person, or in his presence his property,
or is likely to cause such harm, or which puts someone in fear of such harm
being done. There is nothing more likely to arouse resentment and anger in him,
and a desire to take instant revenge, than attacks or threatened attacks on a
person’s body or property."
9.
The critical difference between the two classes of case – those where the
defendant is responsible for the threat to the peace and those where somebody
else is – emerges in the contrast between two other recent decisions cited in
Nicol and Selvanayagam. In R. v. Morpeth Ward Justices, ex parte Ward (1992) 95
CAR 215 a bind-over was upheld on people who had noisily and turbulently
disrupted a pheasant shoot; whereas as in Percy v. DPP [1995] 3 All ER 124 a
bind-over on a woman who kept climbing over the perimeter fencing into a
military base was quashed because there was no sensible likelihood that trained
security personnel would be provoked by her conduct to violence. I stress the
words “to violence” because it is common ground that this is what provocation
amounting to a breach of the peace must instigate: noise or disorder are not
enough.
10. The foregoing is
sufficient to enable us to deal with this case, but I believe that it is
important for us before doing so to look at the human rights dimension of it.
Parliament has now enacted the Human Rights Act 1998, requiring every public
authority, including the police and the courts, to give effect to the scheduled
Convention rights unless statutory provision makes it impossible to do so. The
bulk of the Act is not yet in force: Ministers have announced their intention to
bring it into force on 2 nd October 2000. But in
this interregnum it is far from immaterial. Not only is it now accepted that the
common law should seek compatibility with the values of the Convention insofar
as it does not already share them; executive action which breaches the
Convention already runs the risk, if uncorrected by law, of putting the United
Kingdom in breach of the Convention and rendering it liable to proceedings
before the European Court of Human Rights. There is therefore, and has been for
a long time, good reason for policing and law in this field to respect the
Convention.
11. Articles 9 and
10 of the Convention read:
"
Article 9
Freedom of thought,
conscience and religion
1.
Everyone has the right to freedom of thought, conscience and religion; this
right includes freedom to change his religion or belief and freedom, either
alone or in community with others and in public or private, to manifest his
religion or belief, in worship, teaching, practice and observance.
2. Freedom to manifest one’s
religious beliefs shall be subject only to such limitations as are prescribed by
law and are necessary in a democratic society in the interests of public safety,
for the protection of public order, health or morals, or for the protection of
the rights and freedoms of others.
Article 10
Freedom of
Expression
(1) Everyone has
the right to freedom of expression. This right shall include freedom to hold
opinions and to receive and impart information and ideas without interference by
public authority and regardless of frontiers. This Article shall not prevent
States from requiring the licensing of broadcasting, television or cinema
enterprises.
(2) The exercise of
these freedoms, since it carries with it duties and responsibilities, may be
subject to such formalities, conditions, restrictions or penalties as prescribed
by law and are necessary in a democratic society, in the interests of national
security, territorial integrity or public safety, for the prevention of disorder
or crime, for the protection of health or morals, for the protection of the
reputation or rights of others, for preventing the disclosure of information
received in confidence, or for maintaining the authority and impartiality of the
judiciary."
12. For the
appellant, Mr. Rouse initially placed Article 9 in the forefront of his
argument. When the Act comes into force, Article 9 may become prominent in a
case such as the present because of the presence in the Act of Section 13, which
reads:
"(1) If a court’s
determination of any question arising under this Act might affect the exercise
by a religious organisation (itself or its members collectively) of the
Convention right to freedom of thought, conscience and religion [ie. Article 9]
it must have particular regard to the importance of that right. "
5. Without anticipating the problem which may arise of a
conflict between section 13 and Article 17, it is sufficient that for the
present section 13 cannot be relied on to prioritise Article 9 rights, with the
result that in a case like the present they do not usefully add to the rights
recognised by Article 10.
13. To speak of rights at all in
this context is to recognise the constitutional shift which is now in progress.
The old order is crystallised in Lord Hewart CJ’s opening remarks in his
judgment in Duncan v. Jones:
"There have been moments during the argument in this case when it
appeared to be suggested that the court had to do with a grave case involving
what is called the right of public meeting. I say “called” because English law
does not recognise any special right of public meeting for political or other
purposes. The right of assembly, as Professor Dicey puts it [ Law of
the Constitution , 8 th Edition, page
499] is nothing more than a view taken by the court of the individual liberty of
the subject."
6. A liberty, as A P Herbert repeatedly pointed out, is
only as real as the laws and bylaws which negate or limit it. A right, by
contrast, can be asserted in the face of such restrictions and must be
respected, subject to lawful and proper reservations, by the courts.
14. It is therefore both
relevant and reassuring that the European Court of Human Rights in the case of
Steel and others v. The United Kingdom (Case No. 67/1997 185111058, judgment
given on 23 rd September 1998), following its
decision in Benham v. United Kingdom, has accepted that the concept of breach of
the peace in English law is sufficiently certain to pass muster under Article 5
because it is confined to persons who cause or appear to be likely to cause harm
to others or who have acted in a manner “the natural consequence of which was to
provoke others to violence”. Of the five applicants before the court, two had
obstructed the lawful activities of others (in one case grouse shooting, in the
other civil engineering) but three had peacefully handed out leaflets and
manifested their opposition to arms sales in a public place. The first two were
held to have been victims neither of a violation of Article 5 nor of Article 10
of the Convention; the other three were held to have been victims of breaches of
both. Additionally the court held that the arrest and detention of the latter
three protesters (the prosecution had been dropped) had been disproportionate to
the aim of preventing disorder or of protecting the rights of others. One may
venture the comment that the proportionality decision was no more than another
way of saying that in the absence of any ground to anticipate violent or
provocative behaviour from the three applicants, there was nothing by which the
appropriateness of intervention in the interests of public order could be
gauged. This apart, the decision demonstrates that the common law as set out in
Nicol and Selvanayagam is in conformity with the Convention.
The appeal
15. The case stated is short
on detail, apparently because the evidence contained little. The material
findings of fact are these:
"The court found that there had been complaints made by the public.
Secondly, that Mrs. Bate (the mother of the appellant) was marching up and down
proclaiming in a loud voice. The message concerned morality, God and the Bible.
There was a large crowd gathered on the return of the police officer. They were
likely to be a mixed audience, some believers, some non-believers, each with
equal rights to freedom of expression and freedom of belief. One gang of youths
were chanting and swearing and had to be moved off. Others were shouting “bloody
lock them up” and “shut up”. The appellant and her two colleagues separately and
in turn were each asked to stop and refused and the appellant “took up the
banner” and continued to preach in a similar manner after her colleagues had
been arrested."
7. From the recital of the evidence it appears that the
gang of youths, numbering three, were asked by PC Tennant to move on and did so.
The complaint, whatever its content, had been made before PC Tennant first went
to the scene and left again, perhaps half an hour before he returned and found a
crowd gathered.
16. The Crown Court correctly
directed itself that violence is not a natural consequence of what a person does
unless it clearly interferes with the rights of others so as to make a violent
reaction not wholly unreasonable. Having considered the reports of Duncan v.
Jones and Nicol and Selvanayagam v. DPP, it also directed itself correctly that
a constable has a power of arrest where he believes that a person is going to
commit a breach of the peace, and that "conduct ... such that violence from some
third party was a natural consequence” could amount to a breach of the peace.
One important ingredient omitted from this formulation is that the constable’s
belief must in the court’s own judgment have been a reasonable belief in the
situation encountered by the constable. Then follows this:
"Lawful conduct can, if
persisted in, lead to conviction for wilful obstruction of a police officer."
8. This proposition has in my judgment no basis in law.
A police officer has no right to call upon a citizen to desist from lawful
conduct. It is only if otherwise lawful conduct gives rise to a reasonable
apprehension that it will, by interfering with the rights or liberties of
others, provoke violence which, though unlawful, would not be entirely
unreasonable that a constable is empowered to take steps to prevent it.
17. The Crown Court then sets
out the grounds of its rulings, first that there was a case to answer and
secondly that the appeal should be dismissed, as follows:
"(a) The police officer had
reasonable grounds to fear a breach of the peace (being the ground on which he
arrested the appellant and her colleagues).
(b) The appellants were acting unreasonably in ignoring
the police constable’s request to desist, given the conduct of some of the
crowd. This was in view of the combination of
(i) stridency of appellant and her colleagues
(ii) the effect of the
preaching on some of the people in the crowd – this was more than good-natured
heckling and
(iii) given the
police officer’s request to desist.
(c) The message being preached directly concerned the morality of
those listening. What more sensitive topic could there be? Therefore we don’t
think it wholly unreasonable in this day and age for those listening to feel so
pricked by some of the things being said to offer threats of violence. We feel
that if the officer had not acted as he did, violence or the threat of violence
would have been the next step."
18. Before I set out my conclusion on the present case, two general
comments may be in place. Police officers in a situation like this have
difficult on-the-spot judgments to make. Because they are judgments which
impinge directly on important civil liberties and human rights, the courts must
in their turn scrutinise them with care. There is, however, nothing particularly
obscure in the law as it now stands and as the Human Rights Act will shortly
reinforce it. The question for PC Tennant was whether there was a threat of
violence and if so, from whom it was coming. If there was no real threat, no
question of intervention for breach of the peace arose. If the appellant and her
companions were (like the street preacher in Wise v. Dunning) being so
provocative that someone in the crowd, without behaving wholly unreasonably,
might be moved to violence he was entitled to ask them to stop and to arrest
them if they would not. If the threat of disorder or violence was coming from
passers-by who were taking the opportunity to react so as to cause trouble (like
the Skeleton Army in Beatty v. Gilbanks), then it was they and not the preachers
who should be asked to desist and arrested if they would not.
19. The second general
reflection is that the Crown Court was right to be alert to the fact that ours
is a society of many faiths and none, and of many opinions. If the public
promotion of one faith or opinion is conducted in such a way as to insult or
provoke others in breach of statute or common law, then the fact that it is done
in the name of religious manifestation or freedom of speech will not necessarily
save it. It may forfeit the protection of Articles 9 and 10 by reason of the
limitations permitted in both Articles (provided they are necessary and
proportionate) in the interests of public order and the protection of the rights
of others.
20. But turning to
the facts of this case, I am unable to see any lawful basis for the arrest or
therefore the conviction. PC Tennant had done precisely the right thing with the
three youths and sent them on their way. There was no suggestion of highway
obstruction. Nobody had to stop and listen. If they did so, they were as free to
express the view that the preachers should be locked up or silenced as the
appellant and her companions were to preach. Mr. Kealy for the prosecutor
submitted that if there are two alternative sources of trouble, a constable can
properly take steps against either. This is right, but only if both are
threatening violence or behaving in a manner that might provoke violence. Mr.
Kealy was prepared to accept that blame could not attach for a breach of the
peace to a speaker so long as what she said was inoffensive. This will not do.
Free speech includes not only the inoffensive but the irritating, the
contentious, the eccentric, the heretical, the unwelcome and the provocative
provided it does not tend to provoke violence. Freedom only to speak
inoffensively is not worth having. What Speakers’ Corner (where the law applies
as fully as anywhere else) demonstrates is the tolerance which is both extended
by the law to opinion of every kind and expected by the law in the conduct of
those who disagree, even strongly, with what they hear. From the condemnation of
Socrates to the persecution of modern writers and journalists, our world has
seen too many examples of state control of unofficial ideas. A central purpose
of the European Convention on Human Rights has been to set close limits to any
such assumed power. We in this country continue to owe a debt to the jury which
in 1670 refused to convict the Quakers William Penn and William Mead for
preaching ideas which offended against state orthodoxy.
21. To proceed, as the Crown
Court did, from the fact that the three women were preaching about morality, God
and the Bible (the topic not only of sermons preached on every Sunday of the
year but of at least one regular daily slot on national radio) to a reasonable
apprehension that violence is going to erupt is, with great respect, both
illiberal and illogical. The situation perceived and recounted by PC Tennant did
not justify him in apprehending a breach of the peace, much less a breach of the
peace for which the three women would be responsible. No more were the
Magistrates justified in convicting the appellant or the Crown Court in
upholding the conviction. For the reasons I have given, the constable was not
acting in the execution of his duty when he required the women to stop
preaching, and the appellant was therefore not guilty of obstructing him in the
execution of his duty when she refused to comply.
22. Although, therefore, the Crown Court’s questions do
not pose the key issue, I would answer both questions in the negative and allow
this appeal.
MR JUSTICE
COLLINS: I agree.
9. LORD JUSTICE SEDLEY: For reasons which have been set
out in writing and communicated to the parties, and which are now available in
print to the public and the press, this appeal will be allowed.
10. MR KEALY: My Lord, I believe it was agreed on the
last occasion that in the event of a successful appeal the costs Order would be
the Appellant's costs from Central Funds and a legal aid assessment.
11. LORD JUSTICE SEDLEY: Do you have anything to say
about that, Mr Kealy?
MR KEALY: My Lord, no.
12. LORD JUSTICE SEDLEY: Indeed, the reason we agreed it
the last time was to make it unnecessary for anybody to attend this time, but
since you are both here it is a pleasure to see you both.
13. The costs Order will be the Appellant's costs out of
public funds.
MR ROUSE: My Lord, yes.
14. LORD JUSTICE SEDLEY: Are your costs below taken care
off? Presumably, you were covered by legal aid below?
15. MR ROUSE: My Lord, at that stage, yes.
16. LORD JUSTICE SEDLEY: You do not want to bother to
displace that?
MR ROUSE: No.
17. LORD JUSTICE SEDLEY: Very well, thank you both very
much, indeed. I should say that in this case there is also a typing error in
paragraph 7. I will hand a copy of it down to the shorthand writer.
( Case resumed
)
18. LORD JUSTICE SEDLEY: Mr Rouse, this is back to the
case of Redmond-Bate.
19. MR ROUSE: My Lord, with apologies, might I just
re-mention it? I have considered the case again with regards the Appellant's
costs. It occurred to me that late in the day she was making a contribution to
legal aid in the court below. Therefore, I would ask that a defendant's Costs
order extends to the court below?
20. LORD JUSTICE SEDLEY: Does Mr Kealy know that you are
making this application?
21. MR ROUSE: My Lord, I am afraid I lost him?
22. LORD JUSTICE SEDLEY: What I think we will do is ----
23. THE ASSOCIATE: My Lord, it may be that the
appropriate Order is an Order for any contributions paid to be repaid and any
due to be remitted.
24. LORD JUSTICE SEDLEY: We will do it that way, if you
are satisfied with it.
MR ROUSE: My Lord, yes.
25. LORD JUSTICE SEDLEY: Any contributions paid below to
be returned to your client and any due to be remitted.
26. MR ROUSE: I am very much obliged and I do apologise
for not mentioning it.
27. MR JUSTICE COLLINS: She was not ordered to pay costs
as part of the penalty, was she?
28. MR ROUSE: My Lord, she might have been, but----
29. MR JUSTICE COLLINS: But, of course, that would not
be remitted anyway.
30. LORD JUSTICE SEDLEY: If it turns out not, then I
think that what you should have is liberty within seven days to notify the
Associate, that is the Crown Office, of any further adjustment you require to
the Orders here and below on costs. Such notice must also go, of course, to the
Crown Prosecution Service and direct to Mr Kealy to ensure that there is no
slip. They shall have seven days in which to indicate either agreement or
dissent. If there is agreement, then the courts can adjust the Order without the
need for us to hear any further argument. If there is dissent, then the matter
will have to be relisted, but I very much doubt that there is any room for
dissent.
31. MR ROUSE: I am very much obliged.
32. LORD JUSTICE SEDLEY: You will let Mr Kealy know what
has happened in his absence.
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